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OIG: Office of Inspector General
   Current Section
ED Management and Operations

Information Technology Reports, including FISMA
Listed by Date Issued

Report Title

Report Number

Date
Issued

Link to Report

The U.S. Department of Education’s Federal Information Security Modernization Act of 2014 Report For Fiscal Year 2017

A11R0001

10/31/2017

PDF (4.63M)

FISMA - FY 2016 - The U.S. Department of Education’s Compliance with the Federal Information Security Modernization Act of 2014

A11Q0001

11/10/2016

PDF (8.17M)

Policies and Practices for Covered Systems at the
Department of Education

NA 

08/15/2016

PDF (268K)

FSA Oversight of the Development and Enhancement of Information Technology Products

A04O0014

06/30/2016

PDF (450K)

FISMA - FY 2015 - The U.S. Department of Education’s Compliance with the Federal Information Security Modernization Act of 2014

A11P0001

11/13/2015

PDF (3.51M)

FISMA - FY 2014 - The U.S. Department of Education’s Compliance with the Federal Information Security
Management Act of 2002

A11O0001

11/12/2014

PDF (7.89M)

The Council of the Inspectors General on Integrity and Efficiency Cloud Computing Initiative (OIG-lead project.)

S11O0002

09/2014

PDF (246K)

FISMA - FY 2013 - The U.S. Department of Education’s Compliance with the Federal Information Security
Management Act of 2002

A11N0001

11/13/2013

PDF (2.59M)

PIN Security Vulnerabilities (Federal Student Aid)

X21L0002

09/30/2013

PDF (1.70M)

FISMA - FY 2012 - The U.S. Department of Education’s Compliance with the Federal Information Security
Management Act of 2002

A11M0003

11/07/2012

PDF (9.85)

Education Central Automated Processing System (EDCAPS) Information Security Audit

A11M0002

09/07/2012

PDF (2.68M)

FISMA - FY 2011 - The U.S. Department of Education's Compliance with the Federal Information Security
Management Act

A11L0003

10/18/2011

PDF (1.54M)

EDUCATE Information Security Audit

A11L0001

09/30/2011

PDF (1.64M)

Weaknesses in the Process for Handling Compromised Privileged Accounts

L21K0002

09/24/2010

PDF 47K)

Incident Response and Reporting

L21L0001

07/18/2011

PDF (485K)

Bypassing of Web Content Filtering

L21K0001

07/20/2010

PDF (95K)

Security over Certification and Accreditation
for Information Systems

A11J0001

10/13/2009

PDF (90K)

Reliability of Cost and Benefit Information in the
U.S. Department of Education's Information Technology Investment Exhibit 300s

A04H0018

07/30/2009

PDF (835K)

Incident Handling and Privacy Act Controls
Over External Web Sites

A11I0006

06/10/2009

PDF (113K)


Statutory Reports

Improper Payments
Listed by Date Issued

Report Title

Report Number

Date
Issued

Link to Report

FY 2016 - U.S. Department of Education’s Compliance with Improper Payments Reporting Requirements

A04Q0011

05/12/2017

PDF (3.98M)

FY 2015 - U.S. Department of Education’s Compliance With Improper Payment Reporting Requirements

A03Q0001

05/10/2016

PDF (1.21M)

FY 2014 - U.S. Department of Education's Compliance with Improper Payment Reporting Requirements

A03P0003

05/15/2015

PDF (1.18M)

FY 2013 - U.S. Department of Education's Compliance with Executive Order 13520, "Reducing Improper Payments"

A03N0004

09/22/2014

PDF (617K)

FY 2013 - U.S. Department of Education’s Compliance with the Improper Payments Elimination
and Recovery Act of 2010

A19O0002

04/15/2014

PDF (639K)

FY 2012 - U.S. Department of Education's
Compliance with the Improper Payments Elimination and Recovery Act of 2010

A03N0001

03/15/2013

PDF (2.1M)

FY 2011 - U.S. Department of Education’s Compliance With Executive Order 13520, “Reducing Improper Payments”

A03M0004

10/22/2012

PDF (1.0M)

Review of the Department's Process for Identifying and Reporting High-Dollar Overpayments Required Under Executive Order 13520

I13L0003

04/23/2012

PDF (364K)

FY 2011 - U.S. Department of Education's Compliance with the Improper Payments Elimination and Recovery Act of 2010

A03M0001

03/15/2012

PDF (962K)

Federal Student Aid's Estimation of Improper Payments in the Federal Family Education Loan Program

A09H0015

09/25/2008

PDF (24K)


Financial Statements Audits
Listed by Date Issued

Report Title

Report Number

Date
Issued

Link to Report

FY 2017 - Financial Statements Audit – U.S. Department of Education

A17R0001

11/13/2017

PDF (20.37.M)

FY 2017 - Financial Statements Audit – Federal Student Aid

A17R0002

11/13/2017

PDF (16.14M)

FY 2016 - Financial Statements Audit – U.S. Department of Education

A17Q0001

11/14/2016

PDF (17.39M)

FY 2016 - Financial Statements Audit – Federal Student Aid

A17Q0002

11/14/2016

PDF (16.14M)

FY 2016 - Closing Package Financial Statements

A17Q0003

11/16/2016

PDF (6.31M)

FY 2015 - Financial Statements Audit – U.S. Department of Education

A17P0001

11/13/2015

PDF (13.0M)

FY 2015 - Financial Statements Audit – Federal Student Aid

A17P0002

11/13/2015

PDF (13.73M)

FY 2015 - Closing Package Financial Statements

A17P0003

11/16/2015

PDF (3.60M)

FY 2014 - Financial Statements Audit – U.S. Department of Education

A17O0001

11/14/2014

PDF (11.0M)

FY 2014 - Financial Statements Audit – Federal Student Aid

A17O0002

11/14/2014

PDF (4.7M)

FY 2014 – Closing Package Financial Statements

A17O0003

11/17/2014

PDF (1.19M)

FY 2013 – Financial Statements Audit – U.S. Department of Education

A17N0001

12/11/2013

PDF (13.0M)

FY 2013 - Financial Statements Audit –  Federal Student Aid

A17N0002

12/11/2013

PDF (9.3M)

FY 2013 - Special Purpose Financial Statements

A17N0003

12/16/2013

PDF (1.92M)

FY 2012 – Financial Statements Audit – U.S. Department of Education

A17M0001

11/16/2012

PDF (6.02M)

FY 2012 – Financial Statements Audit – Federal Student Aid

A17M0002

11/16/2012

PDF (15.0M)

FY 2012 – Special Purpose Financial Statements

A17M0003

11/16/2012

PDF (3.04M)

FY 2011 – Financial Statements Audit – U.S. Department of Education

A17L0001

11/15/2011

PDF (9.5M)

FY 2011 – Financial Statements Audit – Federal Student Aid

A17L0002

11/15/2011

PDF (10.5M)

FY 2011 – Special Purpose Financial Statements

A17L0003

11/15/2011

PDF (1.42M)

FY 2010 – Financial Statements Audit – U.S. Department of Education

A17K0001

11/15/2010

PDF (16.24M)

FY 2010 – Financial Statements Audit – Federal Student Aid

A17K0002

11/15/2010

PDF (5.75M)

FY 2010 – Special Purpose Financial Statements

A17K0003

11/15/2010

PDF (1.0M)

FY 2009 – Financial Statements Audit – U.S. Department of Education

A17J0001

11/16/2009

PDF (10.0M)

FY 2009 - Financial Statements Audit – Federal Student Aid

A17J0002

11/16/2009

PDF (7.9M)

FY 2009 – Special Purpose Financial Statements

A17J0003

11/16/2009

PDF (796K)

FY 2008- Financial Statements Audit – U.S. Department of Education (Titled “FY 2008 Performance and Accountability Report”)

A17I0001

11/14/2008

HTML

FY 2008- Financial Statements Audit – Federal Student Aid

A17I0002

11/17/2008

PDF

FYI 2008 - Special Purpose Financial Statements

A17I0003

11/17/2008

PDF (699K)


Purchase Cards
Listed by Date Issued

Report Title

Report Number

Date
Issued

Link to Report

FY 2016 – OIG Risk Assessment of the Department’s Purchase Card Program

S19Q0003

1/31/2017

PDF (180K)

FY 2015 - OIG Risk Assessment of the Department’s Purchase Card Program

S19P0009

01/15/2016

PDF (188K)

FY 2013 - OIG Risk Assessment of the Department's Purchase Card Program

S19O0005

02/10/2015

PDF (185K)


Other Statutory Reports
Listed by Date Issued

Report Title

Report Number

Date
Issued

Link to Report

The Department’s Compliance Under the DATA Act (Statutory)

A19R0005

11/07//2017

PDF (1.97M)

The Department’s Implementation of the DATA Act

X19Q0001

01/26//2017

PDF (394K)

FY 2016 - OIG's Independent Report on the Department's Detailed Accounting of Drug Control Funds

B19R0001

01/30/2017

PDF (1.35M)

FY 2016 - OIG's Independent Report on the Department's Performance Summary Report

B19R0001A

03/13/2017

PDF (855K)

FY 2014 - Report on the U.S. Department of Education’s Detailed Accounting of Drug Control Funds

B19P0005

01/30/2015

PDF (1.60M)

FY 2014 - U.S. Department of Education’s Performance Summary Report

B19P0005A

02/13/2015

PDF (3.01M)

FY 2013 - Report on the U.S. Department of Education’s Detailed Accounting of Drug Control Funds

B1900003

01/31/2014

PDF (1.66M)

FY 2013 - U.S. Department of Education’s Performance Summary Report

B19O0003A

02/25/2014

PDF (5.66M)

FY 2012 - Report on the U.S. Department of Education’s Detailed Accounting of Drug Control Funds

B19N0001

02/01/2013

PDF (1.68M)

FY 2012 - U.S. Department of Education’s Performance Summary Report

B19N0001A

02/28/2013

PDF (5.09M)

FY 2011 - Report on the U.S. Department of Education’s Detailed Accounting of Drug Control Funds

B19M0001

1/31/2012

PDF (1.48M)

FY 2011 - U.S. Department of Education’s Performance Summary Report

B19M0001A

02/14/2012

PDF (5.83M)

FY 2010 - Report on the U.S. Department of Education’s Detailed Accounting of Drug Control Funds

B19L0001

01/31/2011

PDF (1.49M)

FY 2010 - U.S. Department of Education’s Performance Summary Report

B19L0001A

01/31/2011

PDF (1.53M)

FY 2009 - OIG’s Independent Report on the Department's Detailed Accounting of Drug Control Funds

B19K0003

01/29/2010

PDF (1.82M)

FY 2009 - OIG's Independent Report on the Department's Performance Summary Report

B19K0003A

02/25/2010

PDF (10.9M)

FY 2008 - OIG's Independent Report on the Department's Detailed Accounting of Fiscal Year 2008 Drug Control Funds

B19J0001A

01/30/2009

PDF (110K)

FY 2008 - OIG's Independent Report on the Department's Performance Summary Report for Fiscal Year 2008

B19J0001P

01/30/2009

PDF (172K)

FY 2007 - U.S. Department of Education’s Detailed Accounting of Fiscal Year 2007 Drug Control Funds,

B19I0001A

02/01/2008

PDF(170K)


Compliance, Procaess, Contract-Related, and Other Reports
Listed by Date Issued

Subject

Report Title

Report Number

Date
Issued

Link to Report

Security Clearances

The Institute of Education Sciences’ Contractor Personnel Security Clearance Process

A19R0002

03/08/2017

PDF (912K)

Audit Followup

The Department of Education’s Followup Process for External Audits

A19O0001

07/01/2016

PDF (970K)

Small Business Innovation Research Program

Audit of the Small Business Innovation Research Program Regulations and Operating Procedures

A19P0007

03/25/2016

PDF (710K)

Data Reliability

Management Certifications of Data Reliability

A06O0001

02/11/2016

PDF (643K)

Discrimination Complaints

Resolution of Discrimination Complaints by the Department’s Office for Civil Rights

A19N0002

12/10/2015

PDF (1.01M)

Audit Followup

Followup Process for External Audits in the
Office of the Chief Financial Officer

A19P0004

09/28/2015

PDF (584K)

Audit Followup

Followup Process for External Audits in the
Office of Special Education and Rehabilitative Services

A19P0003

09/22/2015

PDF (276K)

Government Performance and Results Modernization Act

The U.S. Department of Education’s Implementation of the Government Performance and Results Act Modernization Act

A19M0005

01/27/2014

PDF (894K)

Federal Real Property Assistance Program

The U.S. Department of Education’s Management of the Federal Real Property Assistance Program

A19L0006

10/23/2012

PDF (826K)

Audit Resolution

The U.S. Department of Education’s External Audit Resolution Process

A19K0009

07/03/2012

PDF (5.74M)

Suspension and Debarment

The U.S. Department of Education's Nonprocurement Suspension and Debarment Process

I13L0001

06/22/2012

PDF (175K)

High-Dollar Overpayments

Review of the U.S. Department of Education’s Process for Identifying and Reporting High-Dollar Overpayments

I13L0003

04/23/2012

PDF (364K)

Contract Costs

The U.S. Department of Education's Controls Over Education Department Utility for Communications,
Applications, and Technology Environment (EDUCATE )Contract Costs

A19L0003

03/29/2012

PDF (845K)

Contractor Performance

The U.S. Department of Education’s Processes for Validating the EDUCATE Contractor’s Performance

A19K0007

05/31/2011

PDF (1.08M)

Personnel Actions

Closure of OIG Audit of the Appropriateness, Accuracy, and Timeliness of Processing Personnel Actions

A19I0005

03/24/2011

PDF (41K)

Data Quality

The Effectiveness of the U.S. Department of Education’s Data Quality Review Processes

A19K0010

08/22/2011

PDF (1.12M)

Security Services

Implementation of the Managed
Security Services Provider Contract

L19K0011

09/24/2010

PDF (2.0M)

Recovery Act

The U.S. Department of Education’s Progress in Implementing Corrective Actions for Prior Audits of Programs that Subsequently Received Funding
Under the Recovery Act

L20K0003

07/12/2010

PDF (309K)

Transit Benefits

Controls Over the U.S. Department of Education’s Transit Benefits Program

A19I0001

06/01/2010

PDF (1.77M)

Contract Costs

Desktop Services Pricing Under the EDUCATE Contract

L19K0004

06/01/2010

PDF (74K)

Contract Costs

Untimely Resolution of Issues Impacting Performance Validation and Payment Calculations Under the EDUCATE Contract

L19K0001

03/09/2010

PDF (1.50M)

Transit Benefits

U.S. Department of Education Transit Benefits Program and Parking Program

L42J0001

12/16/2009

PDF (305K)

Ethics

Inspection to Evaluate the Implementation and Effectiveness of the Department's Procedures in Response to Section 306 of the Fiscal Year 2008 Appropriations Act - Maintenance of Integrity and Ethical Values within the Department

I13J0001

10/08/2009

PDF (160K)

Lapsed Funds

Audit of the Department's Process to Resolve Lapsed Funds

A19H0010

08/24/2009

PDF (1.1M)

Contract Costs

Audit of NAEP Contract, ETS Incurred Costs

A02I0024

05/28/2009

PDF (918K)

Travel
Expenditures

U.S. Department of Education Controls Over Travel Expenditures

A19H0009

07/01/2008

PDF (1.28M)

Ethics

Inspection to Evaluate the Adequacy of the Department's Procedures in Response to Section 306 of the Fiscal Year 2008 Appropriations Act - Maintenance of Integrity and Ethical Values Within the Department

I13I0004

04/21/2008

PDF (314K)



   
Last Modified: 11/20/2017